Aldrich & Bonnefin invites you and your operations and compliance staffs to attend a Seminar covering New Accounts Documentation & Compliance. Having proper new account policies and procedures can help financial institutions prevent or at least reduce the risk of fraud and other losses as well as compliance violations.
This Seminar will discuss the documents that institutions will want to review during the account-opening process for individuals, businesses (such as corporations, partnerships, and LLCs) and court-appointed fiduciaries (for example, decedent estates, conservatorships and guardianships). There will also be a detailed discussion covering the opening and maintenance of accounts for family trusts.
We will include an overview of best practices for opening accounts for non-resident alien depositors, including a review of IRS Forms W-8.
